Search Result

61 - 80 of 467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 6.1 Application

As Published: 2005

LR 6.1 Application

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 12.1 Application

As Published: 2005

LR 12.1 Application