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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 3.13 Delegation of relevant functions

REC 2.15 Discipline

SUP 8.1 Application and purpose

COCON 3.1 General factors for assessing compliance

SUP 1A.1 Application and purpose

COLL 1.2 Types of authorised fund

LR 14.2 Requirements for listing

EG 8.8 Other relevant powers

SUP 16.10 Verification of firm details

PERG 5.14 Exemptions

PERG 15.2 General

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 9.2 PSR fees

SYSC 19B.1 Application

MIPRU 3.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

CASS 6.2 Holding of client assets