Search Result

61 - 80 of 1562 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities