Search Result

41 - 60 of 1213 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SYSC 5.2

As Published: 2015

SYSC 5.2

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017