Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 3.3 Reports by skilled persons (section 166)

EG 2.1 Case selection and the use of enforcement powers

LR 8.7 Supervision of sponsors

SUP 5.5 Duties of firms

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 19.1 Introduction

DEPP 6.5D Serious financial hardship

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 2.9 FCA guidance and supporting materials

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SYSC 5.2

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative