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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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