Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

…

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 7A.1 Application and general

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 6A.2 General

CASS 1.5 Application: electronic media and E-Commerce

COBS 3.3 General notifications

BIPRU 13.6 CCR internal model method

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

BIPRU 5.2 The central principles of credit risk mitigation

BIPRU 14.4 Free deliveries

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 5.14 Exemptions