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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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