Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 5.3 Contracts of insurance

SUP 12.2 Introduction

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

BIPRU 1.3 Applications for advanced approaches and waivers

DISP 3.6 Determination by the Ombudsman

CONC 4.7 Information to be provided in relation to current account agreements

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

COBS 4.2 Fair, clear and not misleading communications

MCOB 13.8 Home purchase plans

DISP 3.2 Jurisdiction

MCOB 7B.1 Information to be provided for further advances

MCOB 2.5 Reliance on others

CASS 6.7 Treatment of custody assets after a failure

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

SUP 10A.7 FCA required functions

DEPP 7.1 Application and purpose