Search Result

921 - 940 of 1302 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

IPRU-INV 5.13 Counterparty risk factor: cash settlements

As Published: 2016

IPRU-INV 5.13 Counterparty risk factor: cash settlements

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives