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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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LR 7.1 Application and purpose

ICOBS 4.4 Commission disclosure for commercial customers

PERG 13.1 Introduction

FEES 5.8 Joining the Financial Ombudsman Service

MCOB 4.7A Advised sales

CONC 2.8 E-commerce

MCOB 7.5 Mortgages: statements

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

EG 12.3 Criminal prosecutions in cases of market abuse

BIPRU 13.5 CCR standardised method

EG 19.10 Enterprise Act 2002

DEPP 6.7 Discount for early settlement

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)