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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

DTR 8.5 Supervision of primary information providers

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 3.1 Introduction

REC 2.9 Transaction recording

DEPP 6.1 Introduction

CONC 13.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

DEPP 2.1 Statutory notices

SUP 15.8 Notification in respect of particular products and services

LR 8.4 Role of a sponsor: transactions

COCON 4.1 Specific guidance on individual conduct rules

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]