Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.7A Position management and position reporting in relation to commodity derivatives

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

BIPRU 4.7 The IRB approach: Equity exposures

SUP 10A.4 Specification of functions

COLL 9.2 Section 264 recognised schemes [deleted]

FIT 2.1 Honesty, integrity and reputation

PERG 15.7 Transitional provisions [deleted]

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 5.3 Policy on the use of skilled persons

COLL 1.2 Types of authorised fund

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

DEPP 6.5A The five steps for penalties imposed on firms

SUP 4.2 Purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 15.6 Territorial scope

SUP 3.4 Auditors' qualifications

BIPRU 4.5 The IRB approach: Specialised lending exposures

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]