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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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Effective Period

Similar To

MIPRU 4.2BA Securitisation

COND 2.3 Effective supervision

PERG 10.4 Pension scheme service providers other than trustees

PERG 16.6 Exclusions

BIPRU 13.6 CCR internal model method

PERG 9.1 Application and Purpose

INSPRU 1.1 Application

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 4.11 Link between activities and the United Kingdom

APER 4.1 Statement of Principle 1

MAR 1.6 Manipulating transactions

REC 2.8 Settlement and clearing facilitation services

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

COND 1.3 General