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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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CASS 5.5 Segregation and the operation of client money accounts

MCOB 2A.2 Tying practices

PERG 4.6 Advising on regulated mortgage contracts

SYSC 4.7

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 12.2 Establishing, operating or winding up a personal pension scheme

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 7.4 Does the article 54 exclusion apply?

EG 7.2 Alternatives to sanctions

LR 3.2 Application for admission to listing

PERG 5.8 The regulated activities: advising on contracts of insurance

DEPP 7.1 Application and purpose