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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

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Similar To

EG 19.1 Introduction

EG 15.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

REC 2A.3 Guidance on RAP recognition requirements

SYSC 6.3 Financial crime

FEES 5.1 Application and Purpose

SYSC 19A.1 General application and purpose

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

LR 13.8 Other circulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974