Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 9.2 Section 264 recognised schemes [deleted]

SUP 11.5 Notifications by firms

DISP App 1.4 Policy reconstruction

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

REC 2.4 Suitability

DTR 6.2 Filing information and use of language

CASS 7.11 Treatment of client money

DISP App 1.6 Valuing Relevant Benefits

SUP 15.8 Notification in respect of particular products and services

SYSC 9.2 Credit institutions providing account information services or payment initiation services

TC 2.1 Assessing and maintaining competence

SUP 15.14 Notifications under the Payment Services Regulations

CASS 10.1 Application, purpose and general provisions

COLL 5.3 Derivative exposure

PERG 8.21 Company statements, announcements and briefings

GEN 2.2 Interpreting the Handbook

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10A.7 FCA required functions