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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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Similar To

DEPP 1.1 Application and Purpose

CASS 5.4 Non-statutory client money trust

PERG 8.8 Having an effect in the United Kingdom

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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RCB 4.2 Enforcement powers and penalties

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EG 2.2 Case selection and referral criteria

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products