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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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BIPRU 3.1 Application and purpose

LR 8.7 Supervision of sponsors

EG 8.1 Introduction

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

CONC 8.3 Pre contract information and advice requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 13.6 People

MAR 5A.7 Monitoring compliance with the rules of the OTF

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]