Search Result

641 - 660 of 1045 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

CONC 4.7 Information to be provided in relation to current account agreements

As Published: 2019

CONC 4.7 Information to be provided in relation to current account agreements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application