Search Result

621 - 640 of 1257 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 15.2 General

As Published: 2011

PERG 15.2 General

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting