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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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SYSC 4.5

As Published: 2015

SYSC 4.5

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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Similar To

EG 19.34 Markets in Financial Instruments Regulations 2017

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 12.3 Criminal prosecutions in cases of market abuse

EG 9.6 Applications for variation or revocation of prohibition orders

EG 19.35 Data Reporting Services Regulations 2017

COCON 1.1 Application

EG 1.1 Overview

EG 19.15 The conduct of investigations under the Money Laundering Regulations

PERG 4.11 Link between activities and the United Kingdom

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 10C.10 Application for approval and withdrawing an application for approval

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974