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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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