Search Result

441 - 460 of 1409 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions