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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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Similar To

LR 2.2 Requirements for all securities

EG 2.1 Case selection and the use of enforcement powers

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

COND 1.3 General

SUP 6.2 Introduction

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 11.1 Application

LR 8.6 Criteria for approval as a sponsor

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.2 Introduction

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

DEPP 1.1 Application and Purpose

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

MAR 9.2 Authorisation and verification

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

EG 4.5 Notice of termination of investigations