Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

ICOBS 4.4 Commission disclosure for commercial customers

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COBS 11.6 Use of dealing commission [deleted]

MIPRU 4.2BA Securitisation

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

COND 2.4 Appropriate resources

COND 1.2 Purpose

APER 4.4 Statement of Principle 4

LR 8.7 Supervision of sponsors

DISP 1.10A Complaints data publication rules

CONC 7.6 Exercise of continuous payment authority

SUP App 3.6 Freedom to provide services

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 6.5 General principles

GEN 2.2 Interpreting the Handbook