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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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