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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments