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United Kingdom (263)
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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

…

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

…

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

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