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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms