Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

…

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 2.1 Honesty, integrity and reputation

SUP App 3.6 Freedom to provide services

SUP 10A.7 FCA required functions

REC 6.6 Supervision

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

PERG 8.23 Regulated activities

SUP 10A.12 Procedures relating to FCA-approved persons

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 16.13 Reporting under the Payment Services Regulations

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

REC 6.8 Powers to supervise

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 7.6 Private warnings

PERG 5.3 Contracts of insurance

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 13.2 General

PERG 4.3 Regulated activities related to mortgages

SUP 3.7 Notification of matters raised by auditor