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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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EG 7.5 Payment of financial penalties

BIPRU 7.10 Use of a Value at Risk Model

REC 2.12 Availability of relevant information and admission of financial instruments to trading

FEES App 1.1 Introduction

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 2.7 Access to facilities

SUP 12.7 Notification and reporting requirements

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

LR 19.5 Disclosures

EG 7.1 The FCA’s use of sanctions

SUP 6.5 Ending authorisation

COLL 9.3 Section 272 recognised schemes

REC 6.6 Supervision

FEES 13.1 Application and purpose

COND 2.7 Business model

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR 6.10 Specialist companies: mineral companies

COLL 5.4 Stock lending

EG 6.1 Publicity during FCA investigations