Search Result

301 - 320 of 1202 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose