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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

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MAR 1.3 Insider dealing

CASS 7.19 Clearing member client money sub-pools

LR 1.3 Information gathering and publication

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

COLL 4.2 Pre-sale notifications

SYSC 13.8 External events and other changes

CASS 5.4 Non-statutory client money trust

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COCON 4.1 Specific guidance on individual conduct rules

FEES 3.2 Obligation to pay fees

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products