Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

COLL 14.2 Registration with the Charity Commission

LR 16.3 [deleted]

DTR 1.4 Suspension of trading

LR 17.4 [deleted]

SUP 8.7 Varying waivers

RCB 3.4 Covered Bond issuance notifications

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 5.6 Reporting requirements

CREDS 3A.4 Insurance against fraud or other dishonesty

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

LR 6.13 Externally managed companies

PERG 5.14 Exemptions

GEN 4.2 Purpose

CONC 5A.5 Consequences of contravention of the cost caps

MCOB 4.11 Sale and rent back: advising and selling standards

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

LR 18.4 Continuing obligations