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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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Similar To

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

COLL 4.2 Pre-sale notifications

MAR 10.4 Position reporting

GEN 2.2 Interpreting the Handbook

LR 12.5 Purchase of own securities other than equity shares

SUP 6.4 Applications for cancellation of permission

LR 15.3 Listing applications and procedures

REC 2.14 Rules and consultation

REC 3.14A Operation of a trading venue

MAR 10.2 Position limit requirements

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration