Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 3.1 Introduction

COND 2.4 Appropriate resources

DEPP 6A.2 Deciding whether to take action

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COLL 7.7 UCITS mergers

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MCOB 5.6 Content of illustrations

SUP 5.1 Application and purpose

SUP 12.2 Introduction

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 8.12 Exemptions applying to all controlled activities

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 2.12 Co-operation

SYSC 4.7

PERG 8.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 8.3 Applying for a waiver