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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

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Similar To

DISP 3.7 Awards by the Ombudsman

DEPP 5.1 Settlement decision makers

BIPRU 9.6 Implicit support

DEPP 3.2 The operation of the RDC

IPRU-INV 5.8 Calculation of own funds and liquid capital

DEPP 4.1 Executive decision maker

TC App 5.1

SUP 5.5 Duties of firms

DTR 1C.2 Modifying rules and consulting the FCA

EG 5.1 Settlement and the FCA – an overview

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 19.35 Data Reporting Services Regulations 2017

MCOB 12.3 Early repayment charges: regulated mortgage contracts

LR 10.5 Class 1 requirements

EG 19.32 The Payment Accounts Regulations 2015

EG 12.1 The FCA’s general approach

APER 1.1A Application

EG 19.22 Decision making under the Payment Services Regulations

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek