Search Result

981 - 1000 of 1333 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

…

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

…

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

…

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…