Search Result

901 - 920 of 1677 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

TC App 5.1

As Published: 2010

TC App 5.1

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples