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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party