Search Result

61 - 80 of 1674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SYSC 4.8

As Published: 2015

SYSC 4.8

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications