Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

…

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

…

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

…

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

FEES 6.5A The retail pool

COND 2.7 Business model

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 16.10 Verification of firm details

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 9.3 The definition

SUP 16.13 Reporting under the Payment Services Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)