Search Result

621 - 640 of 1427 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities