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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]