Search Result

481 - 500 of 1397 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA