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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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CREDS 8.3 Approved persons

CASS 1.4 Application: particular activities

COBS 10.2 Assessing appropriateness: the obligations

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 10C.4 Specification of functions

CASS 11.12 CASS 11 resolution pack

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COLL 5.3 Derivative exposure

PERG 13.6 CRD IV [deleted]

COLL 6.4 Title and registers

REC 4.9 Disciplinary measures

LR 15.5 Transactions

CONC 5A.6 Interpretation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy