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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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EG 2.1 Case selection and the use of enforcement powers

REC 2.14 Rules and consultation

COLL 6.6A Duties of AFMs in relation to UCITS schemes

FEES 9.2 PSR fees

SYSC 4.6

LR 10.4 Class 2 requirements

SYSC 4 Annex 1

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COND 2.2 Location of offices

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]