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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 13.5 Exemptions from MiFID

PERG 16.3 Managing an AIF

SUP 10A.1 Application

CASS 5.4 Non-statutory client money trust

FEES 5.9 [deleted]

SUP 5.3 Policy on the use of skilled persons

COBS 4.7 Direct offer financial promotions

LR 15.5 Transactions

SYSC 13.7 Processes and systems

MAR 10.4 Position reporting

LR 5.3 Requests to cancel or suspend

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

BIPRU 13.7 Contractual netting

BIPRU 13.6 CCR internal model method

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

MAR 1.2 Market Abuse: general

MAR 10.2 Position limit requirements