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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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